Surgent’s Special Audit Engagements Requiring Contractual or Regulatory Reporting (Audit Skills Training – Level 5) (A5M7) (SSAA36/19)
June 30, 2019 @ 12:00 pm EDT| $120
There are many situations in which a financial statement auditor is also asked to report on compliance. Some compliance audits are required by law, regulation, contract or agreements. Other reports are requested to provide negative assurance about financial information, such as compliance with debt covenants in a loan agreement. In addition, an auditor may be asked to provide comfort to requesting parties in relation to financial information included in registration statements filed in accordance with The Securities Act of 1933.
Accountants with responsibilities on special audit engagements
- Discuss Sarbanes-Oxley audit engagement key considerations
- Describe Government Auditing Standards and Single Audit highlights
- Explain other reports on compliance that are a by-product of the financial statement audit
- Discuss letters to underwriters
- Describe SAS requirements for filings with the SEC
- Sarbanes-Oxley Act of 2002 overview of key requirements
- Performing compliance audits in conjunction with the financial statement audit, including Single Audit and Compliance with Contractual Requirements
- Letters to Underwriters and Filings with the SEC for non-issuers
- Examples of various compliance reports
Experience on complex audit engagements
When you purchase a Surgent CPE on-demand course, it must be taken by June 30, 2019, to receive credit.
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Once you complete a course, please allow up to 30 days to receive you certificate of completion.
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